Brian Debauche, financial advisor Appleton WI
53 score

Brian Debauche

CRD Number: 4580903
Current Firm: Thrivent Investment Management Inc.

Brian Debauche (CRD# 4580903) is an Investment Advisor Representative working at Thrivent Investment Management Inc. in Appleton, WI and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Thrivent Investment Management Inc. Appleton, WI Jan 2005 - Current 11
Thrivent Financial For Lutherans Appleton, WI Jan 2005 - Current 11
Radisson Hotel Green Bay, WI Jun 1998 - Jan 2010 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2002
S65 NASAA Investment Advisors Law Examination May 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Brian T. Debauche
Phone Number: 800-847-4836
Firm Website: https://www.thrivent.com
Registered State(s):
  • DC
  • OK
  • TX
  • WI
By the Numbers
  • Total Assets Under Management
    8,027
    MILLIONS
  • Total Number of Accounts
    36,119
    ACCOUNTS
  • Average Account Value
    $222,230
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
53

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