Eric Heinz, financial advisor Appleton WI
93 score

Eric Heinz

CRD Number: 4615113
Current Firm: Sii Investments, Inc.

Eric Heinz (CRD# 4615113) is an Investment Advisor Representative working at Sii Investments, Inc. in Appleton, WI and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Sii Investments Appleton, WI Jun 2016 - Current < 1
Lpl Financial Kaukauna, WI Jul 2010 - Jun 2016 5
Uvest Financial Appleton, WI Feb 2010 - May 2010 < 1
Unemployed Appleton, WI Jun 2008 - Jan 2010 1
Morgan Stanley Appleton, WI Dec 2006 - Jun 2008 1
Merrill Lynch Green Bay, WI Aug 2004 - Nov 2006 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2003
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Eric P. Heinz
Phone Number: 800-426-5975
Firm Website: http://www.siionline.com
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    4,226
    MILLIONS
  • Total Number of Accounts
    30,484
    ACCOUNTS
  • Average Account Value
    $138,626
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93

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