Troy Leonard, financial advisor Appleton WI
80 score

Troy Leonard

CRD Number: 5899672
Current Firm: Principal Securities, Inc.

Troy Leonard (CRD# 5899672) is an Investment Advisor Representative working at Principal Securities, Inc. in Appleton, WI and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Cfg Executive Solutions Appleton, WI Jun 2015 - Current 1
Cornerstone Financial Group Appleton, WI Apr 2012 - Current 4
Principal Life Insurance Company Appleton, WI Oct 2011 - Current 5
Princor Financial Services Corp Appleton, WI Mar 2011 - Current 5
Principal Life Ins Co Appleton, WI Jun 2011 - Oct 2011 < 1
Bergstrom Ford Neenah, WI Mar 2009 - Mar 2011 2
Racette Ford Oshkosh, WI Jan 2009 - Mar 2009 < 1
Les Stumpf Ford Appleton, WI Nov 2006 - Jan 2009 2
Best Buy Appleton, WI Oct 2006 - Dec 2006 < 1
Gustman Honda Appleton, WI Oct 2006 - Nov 2006 < 1
Us Navy Appleton, WI Oct 2004 - Oct 2006 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Troy M. Leonard
Phone Number: 888-774-6267
Firm Website: http://www.principal.com
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    1,622
    MILLIONS
  • Total Number of Accounts
    15,486
    ACCOUNTS
  • Average Account Value
    $104,766
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
80

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