Shu-mei Yu, financial advisor Arcadia CA
93 score

Shu-mei Yu

CRD Number: 4585730
Current Firm: J.p. Morgan Securities LLC

Shu-mei Yu (CRD# 4585730) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Arcadia, CA and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Jp Morgan Securities LLC Arcadia, CA Feb 2015 - Current 1
Bank Of America, N.a. San Marino, CA Oct 2010 - Feb 2015 4
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Marino, CA Mar 2010 - Feb 2015 4
Bank Of The West Temple City, CA May 2009 - Mar 2010 < 1
United Commercial Bank Torrence, CA Apr 2009 - Apr 2009 < 1
Banc Of America Investment Services, Inc. Monterrey Park, CA Feb 2006 - Jan 2009 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2002
S65 NASAA Investment Advisors Law Examination Apr 2006
Contact Info for Shu-mei Yu
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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