Daniel Sullivan (CRD# 1274817) is an Investment Advisor Representative working at Sullivan Retirement Resources, LLC in Wrentham, MA and has over 39 years of experience in the finance industry.
CRD# 7339646
Origin Investment Advisory LLC
CRD# 2086353
Fidelity Personal And Workplace Advisors
CRD# 5046672
Lido
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Sullivan Retirement Resources, LLC | Wrentham, MA | May 2018 - Current | 5 |
| The Investment Center Inc. | Wrentham, MA | Jun 2012 - May 2018 | 5 |
| Ic Advisory Services Inc. | Wrentham, MA | Jun 2012 - May 2018 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1984 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2004 |
| S66 | NASAA Uniform Combined State Law Examination | Oct 2012 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MA
- NJ
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Total Assets Under Management9MILLIONS
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Total Number of Accounts48ACCOUNTS
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Average Account Value$180,440
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
MA, NJ
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