Jonathan Lafferty, financial advisor Arlington TN
93 score

Jonathan Lafferty

CRD Number: 3120927
Current Firm: Principal Securities, Inc.

Jonathan Lafferty (CRD# 3120927) is an Investment Advisor Representative working at Principal Securities, Inc. in Arlington, TN and has over 19 years of experience in the finance industry.

Similar Advisors
Lindsey Donovan, financial advisor Arlington TN
Lindsey K. Donovan
CRD# 5281960
Wells Fargo Advisors Financial Network, LLC
Score
103
Similar Advisors
William Gates, financial advisor Arlington TN
William Gates
CRD# 5203846
Delta Asset Management, LLC
Score
103
Similar Advisors
Mark Collinsworth, financial advisor Arlington TN
Mark P. Collinsworth
CRD# 4422660
Vere Global Wealth Management
Score
98
Company Name Location Dates Years
Principal Life Insurance Arlington, TN Jul 2015 - Current 2
Princor Financial Services Corporation Arlington, TN Oct 2009 - Current 8
Lafferty & Associates, LLC Arlington, TN Jul 2009 - Current 8
Metropolitan Life Insurance Company Cordova, TN Mar 2002 - Jul 2009 7
Metlife Securities Cordova, TN Mar 2002 - Jul 2009 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1998
S65 NASAA Investment Advisors Law Examination Oct 1999
S66 NASAA Uniform Combined State Law Examination Feb 2007
Contact Info for Jonathan M. Lafferty
Phone Number: 888-774-6267
Firm Website: http://www.principal.com
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    1,622
    MILLIONS
  • Total Number of Accounts
    15,486
    ACCOUNTS
  • Average Account Value
    $104,766
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Jonathan Lafferty and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.

Disclosure

Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.