Thomas Thompson, financial advisor Arlington TX
96 score

Thomas Thompson

CRD Number: 1912212
Current Firm: Hilltop Securities Independent Network Inc.

Thomas Thompson (CRD# 1912212) is an Investment Advisor Representative working at Hilltop Securities Independent Network Inc. in Arlington, TX and has over 27 years of experience in the finance industry. Thomas Thompson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Sws Financial Services Dallas, TX Jan 1992 - Current 24
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1989
S65 NASAA Investment Advisors Law Examination Aug 1998
Contact Info for Thomas H. Thompson
Phone Number: 214-859-1800
Firm Website: http://www.ibnbonds.com
Registered State(s):
  • CA
  • TX
  • VA
  • NC
By the Numbers
  • Total Assets Under Management
    245
    MILLIONS
  • Total Number of Accounts
    1,218
    ACCOUNTS
  • Average Account Value
    $200,810
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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