Asad AliCRD Number: 5428258
Current Firm: E*trade Capital Management, LLC
Asad Ali (CRD# 5428258) is an Investment Advisor Representative working at E*trade Capital Management, LLC in Arlington, VA and has over 14 years of experience in the finance industry.
David Wealth Management, LLC
Equitable Advisors, LLC
Reframe Wealth, LLC
|E*trade Securities LLC||Los Angeles, CA||Jun 2018 - Current||3|
|E*trade Capital Management LLC||Los Angeles, CA||Jun 2018 - Current||3|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Los Angeles, CA||Jul 2014 - Jun 2018||3|
|Bank Of America, N.a.||Los Angeles, CA||Jul 2014 - Jun 2018||3|
|Metlife Securities Inc.||Pasadena, CA||May 2011 - Jun 2014||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2007|
|S65||NASAA Investment Advisors Law Examination||Nov 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management12,223MILLIONS
Total Number of Accounts96,990ACCOUNTS
Average Account Value$126,023
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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