Asad Ali, financial advisor Arlington VA

Asad Ali

CRD Number: 5428258
Current Firm: E*trade Capital Management, LLC

Asad Ali (CRD# 5428258) is an Investment Advisor Representative working at E*trade Capital Management, LLC in Arlington, VA and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
E*trade Securities LLC Los Angeles, CA Jun 2018 - Current 3
E*trade Capital Management LLC Los Angeles, CA Jun 2018 - Current 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles, CA Jul 2014 - Jun 2018 3
Bank Of America, N.a. Los Angeles, CA Jul 2014 - Jun 2018 3
Metlife Securities Inc. Pasadena, CA May 2011 - Jun 2014 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2007
S65 NASAA Investment Advisors Law Examination Nov 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Asad Ali
Phone Number: (703) 247-3700
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    12,223
    MILLIONS
  • Total Number of Accounts
    96,990
    ACCOUNTS
  • Average Account Value
    $126,023
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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