James Garza, financial advisor Arlington VA

James Garza

CRD Number: 6597212
Current Firm: E*trade Capital Management, LLC

James Garza (CRD# 6597212) is an Investment Advisor Representative working at E*trade Capital Management, LLC in Arlington, VA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
E*trade Securities LLC Dallas, TX Jul 2020 - Current 1
E*trade Capital Management LLC Dallas, TX Jul 2020 - Current 1
Wells Fargo Bank, Na Roanoke, TX Sep 2019 - Jul 2020 < 1
Wells Fargo Clearing Services, LLC Roanoke, TX Sep 2019 - Jul 2020 < 1
Td Ameritrade Fort Worth, TX Dec 2015 - Sep 2019 3
University Of Houston Downtown Houston, TX Sep 2014 - Dec 2015 1
Nexgen Software Houston, TX May 2006 - Sep 2014 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2017
S66 NASAA Uniform Combined State Law Examination May 2018
Contact Info for James R. Garza
Phone Number: (703) 247-3700
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    9,676
    MILLIONS
  • Total Number of Accounts
    78,360
    ACCOUNTS
  • Average Account Value
    $123,486
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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