Peter LewisCRD Number: 5885486
Current Firm: World Equity Group, Inc.
Peter Lewis (CRD# 5885486) is an Investment Advisor Representative working at World Equity Group, Inc. in Arlington Heights, IL and has over 5 years of experience in the finance industry.
Ellis Wealth Advisors, LLC
Waddell & Reed
|World Equity Group||Rolling Meadows, IL||Oct 2014 - Current||2|
|Fifth Third Securities||Northbrook, IL||Jun 2012 - Sep 2014||2|
|Associated Investment Services, Inc.||Green Bay, WI||Nov 2011 - Jun 2012||< 1|
|World Equity Group||Arlington Heights, IL||Jun 2011 - Nov 2011||< 1|
|World Equity Group||Arlington Heights, IL||Dec 2010 - Jun 2011||< 1|
|Comerica Bank||Dallas, TX||Sep 2008 - Dec 2010||2|
|Paycom||Lewisville, TX||May 2008 - Jun 2008||< 1|
|Unemployed||Dallas, TX||Sep 2007 - May 2008||< 1|
|Norrax||Chicago, IL||Feb 2007 - Sep 2007||< 1|
|Bank Of America||Chicago, IL||Jul 2005 - Jan 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2011|
|S66||NASAA Uniform Combined State Law Examination||Aug 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management491MILLIONS
Total Number of Accounts2,400ACCOUNTS
Average Account Value$204,667
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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