James McCauley, financial advisor Armonk NY

James McCauley

CRD Number: 325350
Current Firm: Income & Asset Advisory, Inc.

James McCauley (CRD# 325350) is an Investment Advisor Representative working at Income & Asset Advisory, Inc. in Armonk, NY and has over 26 years of experience in the finance industry.

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Company Name Location Dates Years
American Portfolios Financial Services, Inc. Holbrook, NY Jan 2012 - Current 9
Income & Asset Advisory, Inc. Armonk, NY Feb 2006 - Current 15
J P Mccauley & Co Ltd Armonk, NY Oct 1982 - Current 39
Geneos Wealth Mgt. Inc. Armonk, NY Jan 2008 - Mar 2012 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1995
S66 NASAA Uniform Combined State Law Examination Jun 2006
Contact Info for James P. McCauley
Phone Number: 914-273-6800
Registered State(s):
  • CT
  • NJ
  • NY
  • RI
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Other
Types of Clients
Registered States


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