James McCauleyCRD Number: 325350
Current Firm: Income & Asset Advisory, Inc.
James McCauley (CRD# 325350) is an Investment Advisor Representative working at Income & Asset Advisory, Inc. in Armonk, NY and has over 26 years of experience in the finance industry.
Park Avenue Securities LLC
Ubs Financial Services Inc.
Citigroup Global Markets Inc.
|American Portfolios Financial Services, Inc.||Holbrook, NY||Jan 2012 - Current||9|
|Income & Asset Advisory, Inc.||Armonk, NY||Feb 2006 - Current||15|
|J P Mccauley & Co Ltd||Armonk, NY||Oct 1982 - Current||39|
|Geneos Wealth Mgt. Inc.||Armonk, NY||Jan 2008 - Mar 2012||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1995|
|S66||NASAA Uniform Combined State Law Examination||Jun 2006|
Total Assets Under Management113MILLIONS
Total Number of Accounts425ACCOUNTS
Average Account Value$265,167
- A percentage of assets under your management
- Hourly charges
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
CT, FL, MA, NC, NH, NJ, NY, RI, TX, VA
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