Adam Farber, financial advisor Arroyo Grande CA
96 score

Adam Farber

CRD Number: 4437984
Current Firm: J.p. Morgan Securities LLC

Adam Farber (CRD# 4437984) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Arroyo Grande, CA and has over 15 years of experience in the finance industry. Adam Farber has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
J.p. Morgan Securities LLC Arroyo Grande, CA Oct 2012 - Current 4
Chase Investment Services Corp. San Luis Obispo, CA Mar 2010 - Oct 2012 2
Vellum Financial LLC San Luis Obispo, CA Sep 2009 - Mar 2010 < 1
Merrill Lynch, Pierce, Fenner & Smith, Inc. San Luis Obispo, CA Feb 2002 - Sep 2009 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2001
S65 NASAA Investment Advisors Law Examination Feb 2003
Contact Info for Adam M. Farber
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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