Kai Sheng (CRD# 6324606) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Irvine, CA and has over 9 years of experience in the finance industry.
CRD# 1620034
Raymond James & Associates, Inc.
CRD# 6384003
Dorman Skorheim Wealth Management LLC
CRD# 2361078
Baker Jensen Investment Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Hsbc Bank Usa N.a. | Irvine, CA | Aug 2016 - Current | 7 |
| Hsbc Securities (usa) Inc. | Irvine, CA | Aug 2016 - Current | 7 |
| Hsbc Bank Na | Irvine, CA | Apr 2016 - Aug 2016 | < 1 |
| Hsbc Securities (usa) Inc. | Irvine, CA | Apr 2016 - Aug 2016 | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Arcadia, CA | Jun 2015 - Apr 2016 | < 1 |
| Merrill Lynch And Bank Of America, N.a. | Arcadia, CA | Jun 2015 - Apr 2016 | < 1 |
| Edward Jones | Whittier, CA | Apr 2014 - May 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jul 2014 |
- CA
- CO
- CT
- FL
- NY
- TX
- UT
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Total Assets Under Management3,020MILLIONS
-
Total Number of Accounts12,387ACCOUNTS
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Average Account Value$243,838
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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