Trajan Sung, financial advisor Artesia CA
68 score

Trajan Sung

CRD Number: 5885871
Current Firm: Hsbc Securities (usa) Inc.

Trajan Sung (CRD# 5885871) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Artesia, CA and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Hsbc Bank Usa N.a. Artesia, CA Aug 2014 - Current 2
Hsbc Bank Usa N.a. Artesia, CA Mar 2013 - Aug 2014 1
Wells Fargo Advisors LLC Diamond Bar, CA Jan 2011 - Dec 2012 1
Wells Fargo Bank, N.a. Diamond Bar, CA May 2010 - Dec 2012 2
Brookstone Inc. Brea, CA Apr 2006 - Sep 2010 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2010
S65 NASAA Investment Advisors Law Examination Sep 2010
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Trajan X. Sung
Phone Number: 212-525-2879
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    2,985
    MILLIONS
  • Total Number of Accounts
    12,340
    ACCOUNTS
  • Average Account Value
    $241,893
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
68

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