Robert SargentCRD Number: 5050772
Current Firm: Financial Engines Advisors LLC
Robert Sargent (CRD# 5050772) is an Investment Advisor Representative working at Financial Engines Advisors LLC in Ashburn, VA and has over 13 years of experience in the finance industry. Robert Sargent has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
David Wealth Management, LLC
Capital One Investing, Inc.
Equitable Advisors, LLC
|Financial Engines Advisors LLC||Sunnyvale, CA||Nov 2018 - Current||3|
|Edelman Financial Services, LLC||Fairfax, VA||Apr 2014 - Nov 2018||4|
|Ef Legacy Securities, LLC||Henrico, VA||Apr 2016 - Oct 2018||2|
|Sanders Morris Harris Inc.||Houston, TX||Apr 2014 - Apr 2016||2|
|Fidelity Brokerage Services LLC||Alexandria, VA||Feb 2012 - Apr 2014||2|
|Merrill Lynch||Vienna, VA||May 2010 - Jan 2012||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2008|
|S65||NASAA Investment Advisors Law Examination||Jun 2010|
Total Assets Under Management260,100MILLIONS
Total Number of Accounts1,571,621ACCOUNTS
Average Account Value$165,498
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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