Abby Cain, financial advisor Asheville NC
93 score

Abby Cain

CRD Number: 2994860
Current Firm: Cambridge Investment Research Advisors, Inc.

Abby Cain (CRD# 2994860) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Asheville, NC and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Cambridge Investment Research Advisors, Inc. Fairfield, IA Jan 2013 - Current 3
Cambridge Investment Research, Inc. Fairfield, IA Feb 2012 - Current 4
Rock Bottoms, Inc. Asheville, NC Sep 2010 - Current 6
Galileo Planning Asheville, NC Dec 2010 - Jan 2013 2
Valmark Securities, Inc. Akron, OH Dec 2010 - Feb 2012 1
Valmark Advisers, Inc. Akron, OH Mar 2011 - Mar 2011 < 1
Uvest Financial Services Group, Inc. Charlotte, NC Aug 2008 - Dec 2010 2
Unemployed Asheville, NC Jun 2010 - Sep 2010 < 1
Colton Groome Ashville, NC Feb 2010 - May 2010 < 1
Unemployed Asheville, NC Oct 2009 - Feb 2010 < 1
Carolina First Bank Asheville, NC May 2008 - Oct 2009 1
J.p. Morgan Securities Inc. New York, NY Sep 2003 - May 2008 4
Jpmorgan Chase Bank New York, NY Oct 2002 - May 2008 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2003
S66 NASAA Uniform Combined State Law Examination Jul 2009
Contact Info for Abby L. Cain
Phone Number: 641-472-5100
Firm Website: http://www.cir2.com
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    25,187
    MILLIONS
  • Total Number of Accounts
    152,412
    ACCOUNTS
  • Average Account Value
    $165,257
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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