Stephen Judge, financial advisor Ashville NC

Stephen Judge

CRD Number: 1282634
Current Firm: Lpl Financial LLC

Stephen Judge (CRD# 1282634) is an Investment Advisor Representative working at Lpl Financial LLC in Ashville, NC and has over 37 years of experience in the finance industry.

Similar Advisors
Ken Adams, financial advisor Ashville NC
Ken D. Adams
CRD# 4333814
Edward Jones
Similar Advisors
Frankie Adkins, financial advisor Ashville NC
Frankie L. Adkins
CRD# 7008925
Edward Jones
Similar Advisors
Lewis Akers, financial advisor Ashville NC
Lewis D. Akers
CRD# 2883544
Beacon Pointe Advisors, LLC
Professional Designations
Company Name Location Dates Years
Lpl Financial LLC Asheville, NC Oct 2019 - Current 4
Mml Investors Services, LLC Asheville, NC Mar 2017 - Oct 2019 2
Massmutual Life Insurance Co Asheville, NC Jul 2016 - Oct 2019 3
Metlife Securities Shelby, NC Aug 2015 - Mar 2017 1
Securities America, Inc. Asheville, NC Oct 2012 - Aug 2015 2
Securities America Advisors, Inc. Asheville, NC Oct 2012 - Aug 2015 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1986
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Stephen R. Judge
Phone Number: 704-733-3300
Registered State(s):
  • NC
  • TX
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.