Alan Levine, financial advisor Ashland OR
83 score

Alan Levine

CRD Number: 3114259
Current Firm: H. Beck, Inc.

Alan Levine (CRD# 3114259) is an Investment Advisor Representative working at H. Beck, Inc. in Ashland, OR and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Alan Levine Newport Beach, CA Apr 2015 - Current 1
Diversified Securities, Inc. Long Beach, CA Apr 2010 - Current 6
H.beck, Inc. Rockville, MD Feb 2010 - Current 6
Morgan Stanley Smith Barney Newport Beach, CA Jun 2009 - Feb 2010 < 1
Citigroup Global Markets Inc. Newport Beach, CA Aug 1998 - May 2009 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1998
S65 NASAA Investment Advisors Law Examination Nov 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Alan Levine
Phone Number: 301-468-0100
Firm Website: https://www.hbeckinc.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    1,825
    MILLIONS
  • Total Number of Accounts
    10,457
    ACCOUNTS
  • Average Account Value
    $174,531
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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