James Pratt, financial advisor Ashland WI
93 score

James Pratt

CRD Number: 3091756
Current Firm: Bmo Harris Financial Advisors, Inc.

James Pratt (CRD# 3091756) is an Investment Advisor Representative working at Bmo Harris Financial Advisors, Inc. in Ashland, WI and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Bmo Harris Financial Advisors, Inc. Superior, WI Aug 2012 - Current 4
Bmo Harris Bank Milwaukee, WI Jul 2011 - Current 5
M&i Financial Advisors Inc. Superior, WI Sep 2009 - Current 7
M & I Insurance Services Milwaukee, WI Sep 2009 - Current 7
M & I Trust Milwaukee, WI Sep 2009 - Current 7
Raymond James & Associates Duluth, MN Jul 2005 - Sep 2009 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1998
S65 NASAA Investment Advisors Law Examination Sep 1998
Contact Info for James R. Pratt
Phone Number: 877-225-3863
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    11,801
    MILLIONS
  • Total Number of Accounts
    119,705
    ACCOUNTS
  • Average Account Value
    $98,584
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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