Anthony Spena (CRD# 431748) is an Investment Advisor Representative working at Independence Capital Company, Inc. in Willoughby, OH and has over 31 years of experience in the finance industry.
CRD# 1065232
Independence Capital Company, Inc.
CRD# 4787364
The Center For Eldercare Finance
CRD# 5069849
Strategic Wealth Partners, Ltd.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Independence Capital Company Inc. | Pparma, OH | Feb 2021 - Current | 3 |
| Allstate Insurance Company | Ashtabula, OH | Nov 2017 - Feb 2021 | 3 |
| Key Investment Services, LLC | Cleveland, OH | Dec 2016 - Nov 2017 | < 1 |
| Allstate Insurance Co | Mayfield, OH | Sep 2005 - Dec 2016 | 11 |
| Self | Concord, OH | Jan 2005 - Dec 2016 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1992 |
| S65 | NASAA Investment Advisors Law Examination | Jun 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- OH
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Total Assets Under Management88MILLIONS
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Total Number of Accounts439ACCOUNTS
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Average Account Value$200,802
- A percentage of assets under your management
- Hourly charges
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- Selection of other advisers (including private fund managers)
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