Mitchell Berman, financial advisor Ashtabula OH
93 score

Mitchell Berman

CRD Number: 1447003
Current Firm: The Huntington Investment Company

Mitchell Berman (CRD# 1447003) is an Investment Advisor Representative working at The Huntington Investment Company in Ashtabula, OH and has over 22 years of experience in the finance industry.

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Company Name Location Dates Years
The Huntington Investment Company Columbus, OH Feb 2015 - Current 2
Mitchell Berman Mentor, OH Nov 1987 - Current 30
Independent Financial Partners Cleveland, OH Dec 2011 - Feb 2015 3
Lpl Financial Cleveland, OH Oct 2011 - Feb 2015 3
Allstate Insurance Company Ashtabula, OH Aug 2010 - Sep 2011 1
Mbsc Securities Corporation Pepper Pike, OH Oct 2009 - Aug 2010 < 1
Bny Mellon Pepper Pike, OH May 2008 - Aug 2010 2
Adp Independence, OH Jan 2007 - Apr 2008 1
Adp Broker-dealer Florham Park, NJ Jan 2007 - Apr 2008 1
Valmark Securities, Inc. Akron, OH Aug 2006 - Dec 2006 < 1
Valmark Advisers, Inc. Akron, OH Aug 2006 - Dec 2006 < 1
Princor Cleveland, OH Jul 2004 - Aug 2006 2
Principal Financial Cleveland, OH Jun 2004 - Aug 2006 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1995
S65 NASAA Investment Advisors Law Examination Dec 1996
S66 NASAA Uniform Combined State Law Examination Jan 2012
Contact Info for Mitchell E. Berman
Phone Number: 800.322.4600
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    734
    MILLIONS
  • Total Number of Accounts
    7,522
    ACCOUNTS
  • Average Account Value
    $97,589
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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