Charles SmithCRD Number: 7068313
Current Firm: J.p. Morgan Securities LLC
Charles Smith (CRD# 7068313) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Aspen, CO and has over 3 years of experience in the finance industry.
Tcfg Investment Advisors, LLC
Spectrum Wealth Management, LLC
Colver Asset Management, LLC
|Jpmorgan Chase Bank, N.a.||Aspen, CO||Apr 2021 - Current||1|
|J.p. Morgan Securities LLC||Aspen, CO||Apr 2021 - Current||1|
|Ally Financial||Charlotte, NC||Feb 2021 - Mar 2021||< 1|
|Publix||Tuscaloosa, AL||Sep 2020 - Jan 2021||< 1|
|Unemployed||Auburn, AL||Jun 2020 - Aug 2020||< 1|
|Lowe's||Charlotte, NC||Mar 2020 - May 2020||< 1|
|Cetera Investment Advisers LLC||Charlotte, NC||Dec 2019 - May 2020||< 1|
|Cetera Investment Services LLC||Charlotte, NC||Aug 2019 - May 2020||< 1|
|Cetera Investors||Charlotte, NC||Jun 2019 - Dec 2019||< 1|
|Shipt Shopper||Charlotte, NC||Apr 2019 - Jun 2019||< 1|
|Wells Fargo||Charlotte, NC||Jan 2019 - May 2019||< 1|
|Wells Fargo Clearing Services, LLC||Charlotte, NC||Jan 2019 - Mar 2019||< 1|
|Blue Line Rentals||Auburn, AL||May 2018 - Jan 2019||< 1|
|Express Employment Professionals||Auburn, AL||Aug 2018 - Dec 2018||< 1|
|Publix Super Markets||Tuscaloosa, AL||Nov 2016 - Jul 2018||1|
|University Of Alabama||Tuscaloosa, AL||Aug 2014 - May 2018||3|
|Unemployed||Auburn, AL||Apr 2011 - Jul 2014||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2019|
|S66||NASAA Uniform Combined State Law Examination||Dec 2019|
Total Assets Under Management229,725MILLIONS
Total Number of Accounts856,594ACCOUNTS
Average Account Value$268,184
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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