Sally Frankel, financial advisor Aspen CO

Sally Frankel

CRD Number: 6830097
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sally Frankel (CRD# 6830097) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Aspen, CO and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Aspen, CO Aug 2019 - Current 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Aspen, CO Jul 2019 - Current 1
Jpmorgan Securities LLC Philadelphia, PA Jul 2017 - Jul 2019 2
Jpmorgan Chase Bank, N.a. Philadelphia, PA Jul 2017 - Jul 2019 2
Unemployed Boulder, CO May 2017 - Jul 2017 < 1
University Of Colorado Boulder, CO Aug 2013 - May 2017 3
J.p. Morgan Private Bank Denver, CO Jun 2016 - Aug 2016 < 1
University Of Colorado Athletic Department Boulder, CO Aug 2015 - Dec 2015 < 1
West Flanders Brewing Company Boulder, CO Jun 2015 - Aug 2015 < 1
Boogie's Retail Aspen, CO Jun 2014 - Aug 2014 < 1
Unemployed Palm Beach, FL Jul 2013 - Aug 2013 < 1
The Benjamin School Palm Beach Gardens, FL Jul 2007 - Jul 2013 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2017
S66 NASAA Uniform Combined State Law Examination Jun 2019
Contact Info for Sally M. Frankel
Phone Number: 800-637-7455
Registered State(s):
  • CO
  • TX
By the Numbers
  • Total Assets Under Management
    962,052
    MILLIONS
  • Total Number of Accounts
    2,529,169
    ACCOUNTS
  • Average Account Value
    $380,383
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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