Ann Austin, financial advisor Athens GA

Ann Austin

CRD Number: 3162682
Current Firm: Raymond James & Associates, Inc.
Compensation Model: Both
Ann Austin (CRD# 3162682) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Athens, GA and has over 20 years of experience in the finance industry.
Similar Advisors
Perry Acuff, financial advisor Athens GA
Perry L. Acuff
CRD# 3147258
Avantax Advisory Services
Similar Advisors
Britton Adams, financial advisor Athens GA
Britton D. Adams
CRD# 4804085
Park Avenue Securities LLC
Similar Advisors
Maury Adcock, financial advisor Athens GA
Maury E. Adcock
CRD# 6374744
Edward Jones
Professional Designations
Company Name Location Dates Years
Raymond James & Associates, Inc. Athens, GA Feb 2013 - Current 7
Morgan Keegan & Company, Inc. Athens, GA Apr 2001 - Feb 2013 11
Exam Code Name Passed Date
S7 General Securities Representative Examination (GS) Aug 1999
S66 NASAA Uniform Combined State Law Examination Dec 1999
Contact Info for Ann M. Austin
By the Numbers
  • Total Assets Under Management
    242,536
    MILLIONS
  • Total Number of Accounts
    758,159
    ACCOUNTS
  • Average Account Value
    $319,901
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Firm Disclaimer:

Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James
office for information and availability. Raymond James & Associates, Inc., Member New York Stock Exchange/SIPC Please follow this link to additional disclosures: http://raymondjames.com/smrja.htm 

Ready to hire a financial advisor? Get competitive proposals from Ann Austin and other advisors.
BADGES
Verified Page
Data verified by both the advisor and the public regulatory data.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.