Ann Austin, financial advisor Winder GA

Ann Austin

CRD Number: 3162682
Current Firm: Raymond James Financial Services Advisors, Inc.
Compensation Model: Both
Ann Austin (CRD# 3162682) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Athens, GA and has over 20 years of experience in the finance industry.
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Company Name Location Dates Years
Raymond James Financial Services Advisors, Inc. Winder, GA Mar 2021 - Current 3
Beckett & Associates Winder, GA Mar 2021 - Current 3
Raymond James Financial Services, Inc. Winder, GA Mar 2021 - Current 3
Raymond James & Associates Athens, GA Feb 2012 - Mar 2021 9
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 1999
Contact Info for Ann M. Austin
By the Numbers
  • Total Assets Under Management
    275,430
    MILLIONS
  • Total Number of Accounts
    985,117
    ACCOUNTS
  • Average Account Value
    $279,591
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Firm Disclaimer:

Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James
office for information and availability. Raymond James & Associates, Inc., Member New York Stock Exchange/SIPC Please follow this link to additional disclosures: http://raymondjames.com/smrja.htm 

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