Brian Smith, financial advisor Athens GA
88 score

Brian Smith

CRD Number: 6317839
Current Firm: Northwestern Mutual Investment Services,llc

Brian Smith (CRD# 6317839) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Athens, GA and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services LLC Athens, GA Jul 2014 - Current 2
Northwestern Mutual Life Insurance Company Milwaukee, WI May 2014 - Current 2
The Heritage Bank Hinesville, GA Nov 2012 - Current 4
Northwestern Mutual Investment Services, LLC Athens, GA Jul 2015 - Mar 2016 < 1
Unemployed Townsend, GA Apr 2012 - Nov 2012 < 1
The Bank Of Tampa Tampa, FL Oct 2011 - Apr 2012 < 1
Unemployed Tampa, FL Jan 2011 - Oct 2011 < 1
The Heritage Bank Hinesville, GA Dec 2005 - Jan 2011 5
Student Athens, GA Aug 2005 - May 2009 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2014
Contact Info for Brian C. Smith
Phone Number: 866-664-7737
Registered State(s):
  • GA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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