David Rogers, financial advisor Atlanta GA
56 score

David Rogers

CRD Number: 6102774
Current Firm: Park Avenue Securities LLC

David Rogers (CRD# 6102774) is an Investment Advisor Representative working at Park Avenue Securities LLC in Atlanta, GA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Park Avenue Securities, LLC Atlanta, GA Jan 2018 - Current < 1
Guardian Life Insurance Co Of America Atlanta, GA Apr 2017 - Current 1
J.p. Morgan Securities LLC Atlanta, GA Apr 2014 - Jan 2017 2
Unemployed Atlanta, GA Sep 2013 - Mar 2014 < 1
Morgan Stanley Atlanta, GA Oct 2012 - Aug 2013 < 1
Unemployed Atlanta, GA Jun 2010 - Oct 2012 2
Peggy Still School Of Music Alpharetta, GA Sep 2010 - Jun 2012 1
Vtg Atlanta, GA Jul 2010 - Jan 2011 < 1
Option Investments Inc. Irvine, CA Oct 2006 - Jul 2010 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for David Rogers
Phone Number: 1-888-600-4667
Registered State(s):
  • GA
By the Numbers
  • Total Assets Under Management
    2,821
    MILLIONS
  • Total Number of Accounts
    15,391
    ACCOUNTS
  • Average Account Value
    $183,263
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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BADGES
56

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