Elizabeth ThomasCRD Number: 5477435
Current Firm: Ubs Financial Services Inc.
Elizabeth Thomas (CRD# 5477435) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Atlanta, GA and has over 8 years of experience in the finance industry.
Terra Firma Financial LLC
Meridian Investment Partners
Rollins Financial Inc.
|Ubs Financial Services, Inc.||Atlanta, GA||Feb 2009 - Current||7|
|Unemployed||Atlanta, GA||Oct 2008 - Jan 2009||< 1|
|Aig Sunamerica||Woodland Hills, CA||Jan 2008 - Sep 2008||< 1|
|Aig Sunamerica Capital Services, Inc.||Woodland Hills, CA||Jan 2008 - Sep 2008||< 1|
|University Village- Allen & O'hara Educational Services||Greensboro, NC||Oct 2006 - Jan 2008||1|
|Granville Towers- Allen & O'hara Educational Services||Chapel Hill, NC||Aug 2006 - Oct 2006||< 1|
|Extended Travel||Cary, NC||Jun 2006 - Aug 2006||< 1|
|Granville Towers- Allen & O'hara Educational Services||Chapel Hill, NC||Jan 2003 - Jun 2006||3|
|Full-time Education||Chapel Hill, NC||Aug 2002 - Jun 2006||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2008|
|S65||NASAA Investment Advisors Law Examination||Feb 2011|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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