James Breen (CRD# 4480405) is an Investment Advisor Representative working at Amp Wealth Management in Atlanta, GA and has over 19 years of experience in the finance industry.
CRD# 6506817
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 5147159
Raymond James & Associates, Inc.
CRD# 5016374
Ubs Financial Services Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Amp Wealth Management | Miwaukee, WI | Jan 2017 - Current | 4 |
| Horizon Investments | Charlotte, NC | Dec 2014 - Nov 2016 | 1 |
| Breen Financial Corporation | Evanston, IL | Jun 1999 - Dec 2015 | 16 |
| Horizon Fiduciary Services | Charlotte, NC | Jan 2010 - Nov 2014 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Mar 2002 |
- GA
- WI
-
Total Assets Under Management453MILLIONS
-
Total Number of Accounts512ACCOUNTS
-
Average Account Value$884,766
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
CA, FL, GA, IL, KY, MI, TX, WI
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