James Goolsby (CRD# 1334338) is an Investment Advisor Representative working at Sowell Management in North Little Rock, AR and has over 39 years of experience in the finance industry.
CRD# 1465724
Bok Financial Advisors
CRD# 4358121
Stifel, Nicolaus & Company, Incorporated
CRD# 4717379
Raymond James Financial Services Advisors, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Concorde Investment Services, LLC | Livonia, MI | Apr 2022 - Current | 2 |
| Sowell Management | Atlanta, GA | Nov 2020 - Current | 3 |
| Suntrust Investment Services, Inc. | Atlanta, GA | Jan 2018 - Nov 2020 | 2 |
| Suntrust Advisory Services, Inc. | Atlanta, GA | Jan 2018 - Nov 2020 | 2 |
| Morgan Stanley Private Bank, National Association | New York, NY | Jan 2015 - Jan 2018 | 3 |
| Morgan Stanley Smith Barney | Atlanta, GA | Oct 2011 - Jan 2018 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1985 |
| S65 | NASAA Investment Advisors Law Examination | Sep 1995 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- GA
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Total Assets Under Management3,329MILLIONS
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Total Number of Accounts13,257ACCOUNTS
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Average Account Value$251,143
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