James Pullen, financial advisor Atlanta GA

James Pullen

CRD Number: 6835601
Current Firm: Homrich Berg

James Pullen (CRD# 6835601) is an Investment Advisor Representative working at Homrich Berg in Atlanta, GA and has 1 year of experience in the finance industry. James Pullen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Homrich Berg Atlanta, GA Aug 2021 - Current < 1
Atlanta Financial Associates Atlanta, GA Oct 2018 - Aug 2021 2
Secure Life Benefits Alpharetta, GA Sep 2017 - Oct 2018 1
Wealth 360, LLC Suwanee, GA Jul 2017 - Sep 2017 < 1
Rj Walters & Associates Alpharetta, GA Jan 2017 - May 2017 < 1
Secure Life Benefits Alpharetta, GA Jan 2013 - Dec 2016 3
Full Time Education Athens, GA Aug 2012 - Dec 2016 4
Full Time Education Alpharetta, GA Jul 2007 - Jul 2012 5

James Pullen has no recent exams reported.
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for James M. Pullen
Phone Number: 404-264-1400
Registered State(s):
  • GA
By the Numbers
  • Total Assets Under Management
    11,083
    MILLIONS
  • Total Number of Accounts
    10,198
    ACCOUNTS
  • Average Account Value
    $1,086,774
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, DC, FL, GA, IL, IN, KS, KY, LA, MA, MD, MI, MN, MS, MT, NC, NE, NJ, NY, OH, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI

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