Jeffrey BatesCRD Number: 2257717
Current Firm: Sb Advisory, LLC
Jeffrey Bates (CRD# 2257717) is an Investment Advisor Representative working at Sb Advisory, LLC in Atlanta, GA and has over 29 years of experience in the finance industry.
Rollins Financial Advisors, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Raymond James & Associates, Inc.
|Kovack Securities, Inc.||Fort Lauderdale, FL||Oct 2020 - Current||1|
|Kovack Advisors, Inc.||Fort Lauderdale, FL||Oct 2020 - Current||1|
|Rbc Capital Markets, LLC||Indianapolis, IN||Mar 2008 - Current||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1992|
|S65||NASAA Investment Advisors Law Examination||Sep 1992|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management290MILLIONS
Total Number of Accounts698ACCOUNTS
Average Account Value$415,291
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, WA, WI
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