Kenneth Brown, financial advisor Calhoun GA

Kenneth Brown

CRD Number: 2620429
Current Firm: Dempsey Lord Smith, LLC

Kenneth Brown (CRD# 2620429) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Calhoun, GA and has over 28 years of experience in the finance industry.

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Dempsey Lord Smith, LLC
Company Name Location Dates Years
Dempsey Lord Smith, LLC Rome, GA Jan 2011 - Current 13
Core Capital Markets, LLC Atlanta, GA Mar 2009 - Current 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1995
S65 NASAA Investment Advisors Law Examination Jun 1999
Contact Info for Kenneth W. Brown
Phone Number: 706.238.9575
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    586
    MILLIONS
  • Total Number of Accounts
    3,106
    ACCOUNTS
  • Average Account Value
    $188,543
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CO, FL, GA, IL, IN, KY, LA, MA, MD, MI, MN, MO, MS, NC, NM, NV, OH, PA, PR, SC, TN, TX, VA

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