Mary DaleCRD Number: 716099
Current Firm: Rbc Capital Markets, LLC
Mary Dale (CRD# 716099) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Atlanta, GA and has over 41 years of experience in the finance industry.
Rollins Financial Advisors, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merit Financial Advisors
|City National Bank||Atlanta, GA||Sep 2019 - Current||2|
|Rbc Capital Markets, LLC||Atlanta, GA||Aug 2019 - Current||2|
|Bank Of America, N.a.||Atlanta, GA||May 2011 - Aug 2019||8|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Atlanta, GA||Aug 2006 - Aug 2019||13|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1980|
|S65||NASAA Investment Advisors Law Examination||Oct 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management201,164MILLIONS
Total Number of Accounts395,275ACCOUNTS
Average Account Value$508,922
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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