Peter Sereno, financial advisor Atlanta GA
93 score

Peter Sereno

CRD Number: 5397014
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Peter Sereno (CRD# 5397014) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Atlanta, GA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Atlanta, GA Mar 2013 - Current 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta, GA Dec 2012 - Current 4
Fidelity Bank Suwanee, GA Aug 2011 - Dec 2012 1
Wells Fargo Advisors LLC Cedarhurst, NY May 2009 - Aug 2011 2
Wells Fargo Bank Cedarhurst, NY Aug 2007 - Aug 2011 4
Wachovia Securities, LLC Decatur, GA Aug 2007 - May 2009 1
Wachovia Bank, N.a. Decatur, GA Aug 2007 - May 2009 1
Wells Fargo Financial Atlanta, GA Apr 2001 - Aug 2007 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2007
S65 NASAA Investment Advisors Law Examination Jan 2013
Contact Info for Peter P. Sereno
Phone Number: 800-637-7455
Registered State(s):
  • GA
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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