Rodolfo Rodriguez, financial advisor Atlanta GA

Rodolfo Rodriguez

CRD Number: 4259619
Current Firm: Esi Financial Advisors

Rodolfo Rodriguez (CRD# 4259619) is an Investment Advisor Representative working at Esi Financial Advisors in Atlanta, GA and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Equity Services Inc. Atlanta, GA Sep 2015 - Current 5
National Life Group Atlanta, GA Aug 2015 - Current 5
Metlife Securities Inc. Atlanta, GA Jan 2015 - Sep 2015 < 1
New England Securities Alpharetta, GA Jul 2009 - Sep 2015 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2000
S65 NASAA Investment Advisors Law Examination Feb 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Rodolfo E. Rodriguez
Phone Number: 800-344-7437
Registered State(s):
  • GA
By the Numbers
  • Total Assets Under Management
    1,453
    MILLIONS
  • Total Number of Accounts
    8,739
    ACCOUNTS
  • Average Account Value
    $166,311
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

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