Samuel Arthur, financial advisor Atlanta GA
90 score

Samuel Arthur

CRD Number: 5967364
Current Firm: Northwestern Mutual Investment Services,llc

Samuel Arthur (CRD# 5967364) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Atlanta, GA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services LLC Atlanta, GA Apr 2012 - Current 4
Northwestern Mutual Life Insurance Company Milwaukee, WI Aug 2011 - Current 5
Northwestern Mutual Investment Services, LLC Atlanta, GA Oct 2014 - Mar 2016 1
University Of South Carolina Columbia, SC Aug 2007 - May 2011 3
Greater Atlanta Christian School Norcross, GA Aug 2003 - May 2007 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2012
S65 NASAA Investment Advisors Law Examination Sep 2014
Contact Info for Samuel E. Arthur
Phone Number: 866-664-7737
Registered State(s):
  • GA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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