Sergio De La Torre
CRD Number: 4991068Current Firm: Spotlight Asset Group
Compensation Model: Fee Only
At GV Financial Advisors, I partner with high net worth clients and their families to help navigate them through the complexities of financial success to imagine, create, and live extraordinary lives.
Believed to be the first and only Behavioral Wealth Management firm in the U.S., GV has invested over a decade applying neurobiology and the scientific principles of Behavioral Economics and Behavioral Finance to create a new paradigm in wealth management. Established in 1991, GV is one of the leading registered investment advisory firms in Atlanta with 46 employees and more than $1.125 billion in assets under management as of December 31, 2015. Over the years, GV & team have earned spots on a number of prestigious lists (as measured by assets under management) including Barron’s Top U.S. Investment Advisors, REP’s Top 100 U.S. Registered Investment Advisors, Financial Advisor’s U.S. RIA Ranking, & the Financial Times FT300. Their writings have appeared in publications including The New York Times, The Wall Street Journal and The Huffington Post.
To learn more about the firm, visit http://gvfinancial.com.
To learn more about my background, visit my bio at http://gvfinancial.com/people/sergio-de-la-torre/
CRD# 7069825
Beacon Global Advisor Network, LLC
CRD# 5338514
Rollins Financial Advisors, LLC
CRD# 5822473
Rockefeller Capital Management
Company Name | Location | Dates | Years |
---|---|---|---|
Spotlight Asset Group, Inc. | Oakbrook Terrace, IL | Sep 2019 - Current | 4 |
Joyn Atlanta, Inc. | Atlanta, GA | Nov 2016 - Sep 2019 | 2 |
Joyn Advisors, Inc. | Atlanta, GA | Nov 2016 - Sep 2019 | 2 |
Minnesota Life Insurance Company | St Paul, MN | May 2016 - Sep 2019 | 3 |
Securian Financial Services Inc. | St Paul, MN | May 2016 - Sep 2019 | 3 |
Gv Atlanta, Inc. | Atlanta, GA | May 2016 - Nov 2016 | < 1 |
Gv Financial Advisors, Inc. | Atlanta, GA | May 2016 - Nov 2016 | < 1 |
Fidelity | Westlake, TX | Jun 2005 - May 2016 | 10 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 2005 |
S66 | NASAA Uniform Combined State Law Examination | Oct 2007 |
- GA
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Total Assets Under Management179MILLIONS
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Total Number of Accounts395ACCOUNTS
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Average Account Value$452,032
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA, FL, GA, IL, NY, TN, TX, WA
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