Spencer Dean, financial advisor Atlanta GA
93 score

Spencer Dean

CRD Number: 5369457
Current Firm: First Citizens Investor Services, Inc.

Spencer Dean (CRD# 5369457) is an Investment Advisor Representative working at First Citizens Investor Services, Inc. in Atlanta, GA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
First Citizens Investor Services Raleigh, NC Apr 2016 - Current < 1
First Citizens Bank Atlanta, GA Apr 2016 - Current < 1
Pnc Funds Distributor, LLC Atlanta, GA Jan 2014 - Apr 2016 2
Pnc Capital Advisors, LLC Atlanta, GA Jun 2013 - Apr 2016 2
Pnc Bank Atlanta, GA Jun 2012 - Apr 2016 3
Regions Financial Corporation Atlanta, GA Sep 2010 - Apr 2012 1
Nylife Securities LLC Atlanta, GA Sep 2007 - Aug 2010 2
New York Life Atlanta, GA Jun 2007 - Aug 2010 3
Garrison Furniture Canton, GA Jun 2005 - Jun 2007 2
Kennesaw State University Kennesaw, GA Sep 2001 - Apr 2007 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2008
S66 NASAA Uniform Combined State Law Examination Apr 2014
Contact Info for Spencer K. Dean
Phone Number: 919-716-7492
Registered State(s):
  • GA
By the Numbers
  • Total Assets Under Management
    559
    MILLIONS
  • Total Number of Accounts
    2,293
    ACCOUNTS
  • Average Account Value
    $243,803
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, FL, GA, ID, IL, IN, MD, MS, NC, NE, NH, NJ, NY, PA, SC, TN, TX, VA, WA, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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