Thomas Davis, financial advisor Schaumburg IL

Thomas Davis

CRD Number: 6133435
Current Firm: Cl Wealth Management LLC

Thomas Davis (CRD# 6133435) is an Investment Advisor Representative working at Cl Wealth Management LLC in Schaumburg, IL and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
Cl Wealth Management LLC New York, NY Jun 2021 - Current 2
Cabot Lodge Securities LLC New York, NY Sep 2019 - Current 4
Sb Advisory, LLC Atlanta, GA Mar 2020 - Jun 2021 1
Ifs Securities Atlanta, GA Jun 2019 - Sep 2019 < 1
Edward Jones St. Louis, MO Nov 2012 - Mar 2019 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Thomas A. Davis
Phone Number: 212-388-6200
Registered State(s):
  • GA
  • NV
  • TN
By the Numbers
  • Total Assets Under Management
    533
    MILLIONS
  • Total Number of Accounts
    2,003
    ACCOUNTS
  • Average Account Value
    $265,993
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI, WV, WY

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