Thomas Jones (CRD# 1146475) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Atlanta, GA and has over 40 years of experience in the finance industry. Thomas Jones has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 7069825
Beacon Global Advisor Network, LLC
CRD# 5338514
Rollins Financial Advisors, LLC
CRD# 5822473
Rockefeller Capital Management
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Hat Creek Holdings, LLC | Atlanta, GA | Jun 2023 - Current | < 1 |
| Cetera Investment Advisers LLC | Schaumburg, IL | Mar 2023 - Current | 1 |
| Cetera Advisor Networks LLC | El Segundo, CA | Sep 2019 - Current | 4 |
| Thomas D. Jones, Cfp | Atlanta, GA | Dec 1995 - Current | 28 |
| Financial Planning & Management, Inc. | Atlanta, GA | Oct 1984 - Current | 39 |
| Insurance & Employee Benefits, Inc. | Atlanta, GA | Oct 1984 - Current | 39 |
| Summit Financial Group Inc. | Boca Raton, FL | Sep 2016 - May 2021 | 4 |
| Summit Brokerage Services, Inc. | Atlanta, GA | Sep 2016 - Sep 2019 | 3 |
| Vsr Advisory Services | Overland Park, KS | Aug 2007 - Sep 2016 | 9 |
| Vsr Financial Services, Inc. | Atlanta, GA | Dec 1995 - Sep 2016 | 20 |
| Turn In Poachers, Inc. | Atlanta, GA | Dec 1991 - Sep 2016 | 24 |
| Izaak Walton League Of America, Greater Atlanta Chapter, Inc. | Atlanta, GA | Dec 1976 - Sep 2016 | 39 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1983 |
| S65 | NASAA Investment Advisors Law Examination | Aug 1997 |
- GA
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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