Whitney Warmack, financial advisor Austin TX

Whitney Warmack

CRD Number: 5349630
Current Firm: The Caprock Group, LLC

Whitney Warmack (CRD# 5349630) is an Investment Advisor Representative working at The Caprock Group, LLC in Austin, TX and has over 16 years of experience in the finance industry. Whitney Warmack has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
The Caprock Group, LLC Boise, ID Jun 2023 - Current < 1
Cresset Asset Management, LLC Atlanta, GA Oct 2021 - Jun 2023 1
Berman Capital Advisors, LLC Atlanta, GA Jan 2019 - Oct 2021 2
Stifel Financial Corp. St. Louis, MO Dec 2015 - Jan 2019 3
Barclays Capital Inc. Atlanta, GA Jan 2011 - Dec 2015 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2007
Contact Info for Whitney W. Warmack
Phone Number: (208) 368-9600
Registered State(s):
  • ID
  • TX
By the Numbers
  • Total Assets Under Management
    6,922
    MILLIONS
  • Total Number of Accounts
    317
    ACCOUNTS
  • Average Account Value
    $21,834,685
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AZ, CA, CO, FL, ID, IL, NJ, TX, UT, WA

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