William BaxterCRD Number: 15334
Current Firm: Dempsey Lord Smith, LLC
William Baxter (CRD# 15334) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Atlanta, GA and has over 34 years of experience in the finance industry. William Baxter has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Rollins Financial Advisors, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merit Financial Advisors
|Dempsey Lord Smith, LLC||Rome, GA||Oct 2014 - Current||7|
|Jefferson Pilot Securities Corporation||Atlanta, GA||Apr 2000 - Current||22|
|Jefferson Pilot Financial||Atlanta, GA||Mar 2000 - Current||22|
|William Baxter & Associates, Inc.||Lexington, KY||Mar 1981 - Current||41|
|Kovack Securities Inc.||Atlanta, GA||Oct 2014 - Oct 2014||< 1|
|Resource Horizons Group LLC||Marietta, GA||Feb 2008 - Oct 2014||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1987|
|S66||NASAA Uniform Combined State Law Examination||Nov 2000|
Total Assets Under Management315MILLIONS
Total Number of Accounts1,673ACCOUNTS
Average Account Value$188,275
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, FL, GA, IL, IN, KY, LA, MA, MI, MN, MO, MS, NC, NV, OH, PA, PR, SC, TN, TX
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.