Theresa Mott (CRD# 6618522) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Montgomery, AL and has over 5 years of experience in the finance industry.
CRD# 2625151
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 6136995
Edward Jones
CRD# 1844516
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America, N.a. | Montgomery, AL | May 2023 - Current | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Montgomery, AL | Mar 2023 - Current | 1 |
| Edward Jones | St. Louis, MO | Jun 2018 - Mar 2023 | 4 |
| Space Walk | Phenix City, AL | Apr 2009 - Jan 2022 | 12 |
| Edward Jones | St Louis, MO | Dec 2016 - Jun 2018 | 1 |
| Edward Jones | St. Louis, MO | Aug 2016 - Nov 2017 | 1 |
| Edward Jones | Opelika, AL | Mar 2016 - Aug 2016 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Sep 2018 |
- AL
- TX
-
Total Assets Under Management1,271,594MILLIONS
-
Total Number of Accounts2,911,578ACCOUNTS
-
Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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