David Tracey, financial advisor Auburn IN

David Tracey

CRD Number: 5222875
Current Firm: Pathway Financial Advisers, LLC

David Tracey (CRD# 5222875) is an Investment Advisor Representative working at Pathway Financial Advisers, LLC in Auburn, IN and has over 12 years of experience in the finance industry. David Tracey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Steven E. Post, LLC Auburn, IN Nov 2017 - Current 4
Star Financial Bank Fort Wayne, IN Jan 2009 - Nov 2017 8
Primevest Financial St Cloud, MN May 2009 - Jul 2017 8
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2009
Contact Info for David R. Tracey
Phone Number: 260-925-2887
Registered State(s):
  • IN
  • TX
By the Numbers
  • Total Assets Under Management
    272
    MILLIONS
  • Total Number of Accounts
    1,225
    ACCOUNTS
  • Average Account Value
    $221,662
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

FL, IN, MI, NC, NH, OH, TX

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