Nicholas Hammond (CRD# 4371386) is an Investment Advisor Representative working at Ic Advisory Services, Inc. in Auburn, MA and has over 19 years of experience in the finance industry.
CRD# 4030542
Ameriprise Financial Services, LLC
CRD# 1049525
Fidelity Personal And Workplace Advisors
CRD# 2931681
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| The Investment Center, Inc. | Auburn, MA | Apr 2016 - Current | 8 |
| Ic Advisory Services, Inc. | Auburn, MA | Apr 2016 - Current | 8 |
| Transamerica Financial Advisors, Inc. | Saint Petersburg, FL | Jan 2010 - Apr 2016 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2004 |
| S66 | NASAA Uniform Combined State Law Examination | Aug 2005 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management2,141MILLIONS
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Total Number of Accounts6,011ACCOUNTS
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Average Account Value$356,194
- A percentage of assets under your management
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