Thomas Rabaut, financial advisor Auburn Hills MI
76 score

Thomas Rabaut

CRD Number: 1016260
Current Firm: Tfg Advisors

Thomas Rabaut (CRD# 1016260) is an Investment Advisor Representative working at Tfg Advisors in Auburn Hills, MI and has over 34 years of experience in the finance industry. Thomas Rabaut has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Tfg Advisors Auburn Hills, MI Jun 1996 - Current 20
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1982
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Thomas J. Rabaut
Phone Number: 248-724-0090
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    200
    MILLIONS
  • Total Number of Accounts
    1,227
    ACCOUNTS
  • Average Account Value
    $162,995
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Other
Types of Clients
Registered States

AZ, CA, FL, MI, TX

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BADGES
76

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