Adam Broughton (CRD# 4431657) is a wealth manager who helps company leaders get more out of their compensation package, invest with confidence and safely navigate the many decisions to and through retirement. He is an Investment Advisor Representative and owner of PBL Wealth Management in Austin, TX. Adam has over 14 years of experience in the financial services industry. Adam Broughton has taken additional exams to become a CERTIFIED FINANCIAL PLANNER Professional (CFP®) as well as a CERTIFIED PRIVATE WEALTH ADVISER Professional (CPWA®) .
CRD# 5872877
Orchard Financial
CRD# 2827672
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2219717
Kestra Advisory Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| 3p Consulting, Inc. Dba Planning Better Lives | Austin, TX | Apr 2015 - Current | 9 |
| Faykus Broughton, LLC | Austin, TX | Jun 2017 - Feb 2019 | 1 |
| Independent Financial Group | Brea, CA | Oct 2012 - Jun 2015 | 2 |
| 3p Consulting, Inc. | Brea, CA | Jan 2010 - Apr 2015 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2007 |
- CA
- TX
-
Total Assets Under Management58MILLIONS
-
Total Number of Accounts96ACCOUNTS
-
Average Account Value$608,177
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
CA, TX
3P Consulting, Inc. dba PBL Wealth Management is a Registered Investment Advisor domiciled in Texas.
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