Adam Broughton, financial advisor Austin TX

Adam Broughton

CRD Number: 4431657
Current Firm: Pbl Wealth Management
Compensation Model: Fee Only

Adam Broughton (CRD# 4431657) is a wealth manager who helps company leaders get more out of their compensation package, invest with confidence and safely navigate the many decisions to and through retirement. He is an Investment Advisor Representative and owner of PBL Wealth Management in Austin, TX. Adam has over 14 years of experience in the financial services industry. Adam Broughton has taken additional exams to become a CERTIFIED FINANCIAL PLANNER Professional (CFP®) as well as a CERTIFIED PRIVATE WEALTH ADVISER Professional (CPWA®) 

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Professional Designations
Company Name Location Dates Years
3p Consulting, Inc. Dba Planning Better Lives Austin, TX Apr 2015 - Current 8
Faykus Broughton, LLC Austin, TX Jun 2017 - Feb 2019 1
Independent Financial Group Brea, CA Oct 2012 - Jun 2015 2
3p Consulting, Inc. Brea, CA Jan 2010 - Apr 2015 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2007
Contact Info for Adam C. Broughton
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.


Firm Disclaimer:

3P Consulting, Inc. dba PBL Wealth Management is a Registered Investment Advisor domiciled in Texas. 

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