Amy Kothmann, financial advisor Austin TX
93 score

Amy Kothmann

CRD Number: 6097300
Current Firm: Richard P. Slaughter Associates, Inc.

Amy Kothmann (CRD# 6097300) is an Investment Advisor Representative working at Richard P. Slaughter Associates, Inc. in Austin, TX and has over 4 years of experience in the finance industry. Amy Kothmann has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Richard P Slaughter Associates Austin, TX Jun 2013 - Current 3
Richard P Slaughter Associates Austin, TX Jan 2012 - Jun 2013 1
Texas Tech University Lubbock, TX Jun 2010 - Dec 2011 1
Texas Tech University Lubbock, TX Sep 2009 - May 2010 < 1
Cotton Patch Cafe Weatherford, TX Jun 2009 - Aug 2009 < 1
Texas Tech University Lubbock, TX Sep 2007 - May 2009 1
Double J Cafe Springtown, TX Feb 2007 - Aug 2007 < 1
Springtown Middle/high School Springtown, TX Jan 2002 - Jan 2007 5
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jul 2012
Contact Info for Amy M. Kothmann
Phone Number: 512-918-0000
Registered State(s):
  • NM
  • TX
By the Numbers
  • Total Assets Under Management
    395
    MILLIONS
  • Total Number of Accounts
    1,101
    ACCOUNTS
  • Average Account Value
    $358,667
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

CA, NM, TX

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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