Andrew Keating, financial advisor Austin TX

Andrew Keating

CRD Number: 4645674
Current Firm: Charles Schwab & Company, Inc.

Andrew Keating (CRD# 4645674) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Austin, TX and has over 20 years of experience in the finance industry. Andrew Keating has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Merrill Lynch, Pierce, Fenner & Smith Incorporated
Professional Designations
Company Name Location Dates Years
Charles Schwab & Company, Inc. Austin, TX Dec 2016 - Current 7
Charles Schwab Bank Austin, TX Dec 2016 - Mar 2019 2
Thornhill Securities Inc. Austin, TX Nov 2014 - Dec 2016 2
Nfp Securities Inc. Austin, TX Feb 2011 - Nov 2014 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2003
Contact Info for Andrew E. Keating
Phone Number: 415-667-7000
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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