Buddie Ballard, financial advisor Austin TX

Buddie Ballard

CRD Number: 1580166
Current Firm: Alpha Capital Management

Buddie Ballard (CRD# 1580166) is an Investment Advisor Representative working at Alpha Capital Management in Austin, TX and has over 37 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Alpha Capital Management Austin, TX Sep 2002 - Current 21
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1987
S65 NASAA Investment Advisors Law Examination Jan 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Buddie C. Ballard
Phone Number: 512-322-9318
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    673
    MILLIONS
  • Total Number of Accounts
    1,142
    ACCOUNTS
  • Average Account Value
    $588,956
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

CA, CO, FL, LA, NC, ND, NY, OH, TX, VA

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